Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 12/23/2019 | D/A | $150,000,000 | $90,430,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/01/2021 | D/A | Indefinite | $78,271,973 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/06/2022 | D/A | Indefinite | $78,271,973 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| USCA SECURITIES LLC | 103789 | NexPoint Aviation DST | 1943405 | 04/19/2023 | D/A | $77,258,899 | $77,258,899 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/10/2019 | D/A | Indefinite | $76,921,973 |
| USCA SECURITIES LLC | 103789 | NexPoint Aviation DST | 1943405 | 02/01/2023 | D/A | $77,258,899 | $76,228,075 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 07/20/2012 | D/A | Indefinite | $75,787,301 |