Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Institutional Fund Ltd. | 1526692 | 10/09/2014 | D/A | Indefinite | $2,326,600 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2013 | D/A | Indefinite | $2,276,600 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2012 | D/A | Indefinite | $2,126,600 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2012 | D/A | Indefinite | $1,826,600 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/26/2013 | D/A | Indefinite | $1,720,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/20/2012 | D/A | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/26/2012 | D/A | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2012 | D/A | Indefinite | $1,150,000 |