Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 06/04/2014 | D/A | Indefinite | $6,876,850 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/02/2014 | D/A | Indefinite | $6,841,682 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2012 | D/A | Indefinite | $6,730,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2012 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2012 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2013 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 07/19/2013 | D/A | Indefinite | $5,890,000 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2013 | D/A | Indefinite | $5,654,855 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2012 | D/A | Indefinite | $5,354,855 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2012 | D/A | Indefinite | $5,354,855 |