Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2013 | D/A | Indefinite | $10,315,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/02/2014 | D/A | Indefinite | $8,450,000 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/25/2016 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 06/12/2018 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 09/30/2015 | D/A | Indefinite | $7,665,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/20/2012 | D/A | Indefinite | $7,135,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/26/2012 | D/A | Indefinite | $7,135,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 03/12/2013 | D/A | Indefinite | $6,876,850 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 06/04/2014 | D/A | Indefinite | $6,876,850 |