| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 10/09/2014 | D/A | Indefinite | $12,999,114 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 09/30/2015 | D/A | Indefinite | $12,665,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/26/2013 | D/A | Indefinite | $12,650,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2012 | D/A | Indefinite | $11,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/19/2013 | D/A | Indefinite | $11,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2013 | D/A | Indefinite | $11,385,000 |
| USCA SECURITIES LLC | 103789 | CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC | 1544293 | 03/12/2013 | D/A | Indefinite | $11,365,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 10/09/2014 | D/A | Indefinite | $11,040,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2012 | D/A | Indefinite | $10,315,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2012 | D/A | Indefinite | $10,315,000 |
