Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 06/10/2019 | D/A | Indefinite | $18,155,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 06/12/2018 | D/A | Indefinite | $17,905,000 |
| USCA SECURITIES LLC | 103789 | Pan Capital Energy Fund, LP | 1576519 | 05/22/2015 | D/A | Indefinite | $17,197,508 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 07/20/2012 | D/A | Indefinite | $17,004,455 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 07/26/2012 | D/A | Indefinite | $17,004,455 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/24/2017 | D/A | Indefinite | $16,140,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/25/2016 | D/A | Indefinite | $14,965,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 10/02/2014 | D/A | Indefinite | $14,601,993 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2013 | D/A | Indefinite | $13,364,593 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 07/20/2012 | D/A | Indefinite | $13,255,000 |