Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/20/2012 | D/A | Indefinite | $21,646,500 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/26/2012 | D/A | Indefinite | $21,646,500 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 07/26/2013 | D/A | Indefinite | $21,427,574 |
| USCA SECURITIES LLC | 103789 | Atlas Growth Partners, L.P. | 1572702 | 05/27/2014 | D/A | $500,000,000 | $21,223,180 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/02/2014 | D/A | Indefinite | $20,309,975 |
| USCA SECURITIES LLC | 103789 | BlackGold Opportunity Fund II LP | 1616586 | 08/21/2018 | D/A | Indefinite | $19,510,000 |
| USCA SECURITIES LLC | 103789 | BlackGold Opportunity Fund II LP | 1616586 | 08/27/2019 | D/A | Indefinite | $19,510,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 06/08/2020 | D/A | Indefinite | $19,155,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 06/01/2021 | D/A | Indefinite | $19,155,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 06/06/2022 | D/A | Indefinite | $19,155,000 |