Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/13/2018 | D/A | Indefinite | $44,500,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 04/30/2019 | D/A | $150,000,000 | $42,850,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 10/24/2017 | D/A | Indefinite | $41,900,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 07/19/2013 | D/A | Indefinite | $40,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 10/02/2014 | D/A | Indefinite | $40,087,499 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 06/04/2014 | D/A | Indefinite | $39,987,499 |
| USCA SECURITIES LLC | 103789 | Pan Capital Energy Fund, LP | 1576519 | 01/11/2017 | D/A | Indefinite | $39,562,634 |
| USCA SECURITIES LLC | 103789 | iCapital Vintage II Access Fund, L.P. | 1696570 | 08/02/2017 | D/A | Indefinite | $39,015,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 10/26/2016 | D/A | Indefinite | $38,250,000 |