Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 10/02/2014 | D/A | Indefinite | $60,383,990 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Commitment Fund Ltd. | 1887076 | 06/07/2022 | D/A | Indefinite | $59,705,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 09/30/2015 | D/A | Indefinite | $59,350,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue LLC | 1523886 | 10/02/2014 | D/A | Indefinite | $59,172,285 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 08/12/2019 | D/A | $150,000,000 | $58,425,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue LLC | 1523886 | 09/30/2015 | D/A | Indefinite | $55,939,650 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 10/02/2014 | D/A | Indefinite | $54,915,760 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 07/22/2019 | D/A | $150,000,000 | $54,650,000 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |