Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 07/22/2019 | D/A | $150,000,000 | $54,650,000 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 06/12/2018 | D/A | Indefinite | $52,941,688 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/01/2021 | D/A | Indefinite | $50,166,400 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/07/2022 | D/A | Indefinite | $50,166,400 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 10/02/2014 | D/A | Indefinite | $50,125,022 |
| USCA SECURITIES LLC | 103789 | Atlas Growth Partners, L.P. | 1572702 | 08/07/2014 | D/A | $500,000,000 | $50,100,100 |