Broker-Dealers on SEC Form D for USCA SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-36 out of 36 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
USCA SECURITIES LLC	103789	CAIS WTN Fund Ltd.	1523890	07/26/2012	D/A	Indefinite	$5,354,855
USCA SECURITIES LLC	103789	CAIS Kingdon Offshore Ltd.	1526693	10/24/2016	D/A	Indefinite	$5,305,100
USCA SECURITIES LLC	103789	CAIS Kingdon Offshore Ltd.	1526693	10/23/2017	D/A	Indefinite	$5,305,100
USCA SECURITIES LLC	103789	CAIS Kingdon Offshore Ltd.	1526693	06/12/2018	D/A	Indefinite	$5,305,100
USCA SECURITIES LLC	103789	CAIS Kingdon Associates LLC	1523893	07/20/2012	D/A	Indefinite	$5,180,000
USCA SECURITIES LLC	103789	CAIS Kingdon Offshore Ltd.	1526693	09/30/2015	D/A	Indefinite	$5,105,100

36 Results

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