Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 03/12/2012 | D | Indefinite | $6,551,850 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2012 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2012 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2013 | D/A | Indefinite | $6,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2011 | D | Indefinite | $6,280,000 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 07/19/2013 | D/A | Indefinite | $5,890,000 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2013 | D/A | Indefinite | $5,654,855 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2011 | D | Indefinite | $5,546,496 |
| USCA SECURITIES LLC | 103789 | USCA Resource Minerals Co-Investment II LP | 1718970 | 10/10/2017 | D | $5,530,000 | $5,530,000 |
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2012 | D/A | Indefinite | $5,354,855 |