Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/20/2012 | D/A | Indefinite | $7,135,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/26/2012 | D/A | Indefinite | $7,135,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 03/12/2013 | D/A | Indefinite | $6,876,850 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 06/04/2014 | D/A | Indefinite | $6,876,850 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 06/04/2014 | D/A | Indefinite | $6,876,850 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/02/2014 | D/A | Indefinite | $6,841,682 |
| USCA SECURITIES LLC | 103789 | Landmark Dividend Growth Fund LLC - D | 1537591 | 12/19/2011 | D | $25,500,000 | $6,732,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 01/24/2012 | D | Indefinite | $6,730,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2012 | D/A | Indefinite | $6,730,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue LLC | 1523886 | 07/20/2011 | D | Indefinite | $6,600,000 |