Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | JAM PARTNERS, L.P. | 944774 | 05/01/2020 | D/A | Indefinite | $565,632,570 |
| USCA SECURITIES LLC | 103789 | JAM PARTNERS, L.P. | 944774 | 05/03/2019 | D/A | Indefinite | $554,932,570 |
| USCA SECURITIES LLC | 103789 | Harrington Reinsurance Holdings Ltd | 1679233 | 07/15/2016 | D | $552,118,260 | $552,118,260 |
| USCA SECURITIES LLC | 103789 | Griffin Capital Qualified Opportunity Zone Fund II, L.P. | 1830097 | 11/10/2021 | D/A | $546,576,288 | $546,576,288 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/12/2018 | D/A | Indefinite | $530,070,197 |
| USCA SECURITIES LLC | 103789 | Griffin Capital Qualified Opportunity Zone Fund II, L.P. | 1830097 | 10/28/2021 | D/A | $525,122,312 | $525,122,312 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 10/23/2017 | D/A | Indefinite | $496,175,752 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 10/25/2016 | D/A | Indefinite | $460,899,460 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 06/01/2021 | D/A | Indefinite | $444,384,355 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 06/07/2022 | D/A | Indefinite | $444,384,355 |