Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Yellowhead Mining Inc. | 1518591 | 04/20/2011 | D | $13,159,056 | $7,788,012 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Quetzal Energy Ltd. | 1395961 | 02/08/2011 | D | $7,682,829 | $7,682,829 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vizsla Silver Corp. | 1796073 | 11/21/2022 | D | $12,953,921 | $7,620,495 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Bellatrix Exploration Ltd. | 1483405 | 05/25/2011 | D | $7,292,040 | $7,292,040 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | SPINEOLOGY INC | 1165842 | 10/02/2019 | D | $16,000,000 | $7,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | SANDSTORM GOLD LTD | 1434614 | 09/14/2012 | D | $6,840,320 | $6,840,320 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BEAR CREEK MINING CORP | 1229813 | 11/12/2009 | D | $6,331,878 | $6,331,878 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Finco (Canada) Inc. | 1771707 | 04/01/2019 | D/A | $6,251,750 | $6,251,750 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Finco (Canada) Inc. | 1771707 | 04/02/2019 | D/A | $6,251,750 | $6,251,750 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Finco (Canada) Inc. | 1771707 | 04/01/2019 | D | $6,251,750 | $6,251,750 |