Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | RESVERLOGIX CORP. | 1372821 | 06/21/2011 | D | $10,486,899 | $10,486,899 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CORSA CAPITAL LTD | 1466725 | 10/15/2010 | D | $10,484,235 | $10,484,235 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | C3 Metals Inc. | 1737319 | 11/17/2021 | D | $10,033,226 | $10,033,226 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | POLO RESOURCES LTD | 1438706 | 07/02/2009 | D | $10,000,000 | $10,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Kandi Technologies Corp | 1316517 | 02/04/2010 | D | $10,000,000 | $10,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MBAC Fertilizer Corp. | 1515079 | 03/11/2011 | D | $9,725,757 | $9,725,757 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Extorre Gold Mines Ltd | 1497270 | 10/13/2010 | D | $8,746,967 | $8,636,584 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ESPERANZA RESOURCES CORP | 1261252 | 07/03/2012 | D/A | $8,491,125 | $8,491,125 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Lehigh Technologies, Inc. | 1328148 | 06/08/2012 | D | $19,007,643 | $8,007,643 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Eacom Timber Corp | 1477474 | 04/28/2011 | D | $7,989,120 | $7,989,120 |