Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Health International, Inc. | 1771706 | 04/01/2019 | D | $14,951,333 | $14,951,333 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CGGZ Finance Corp. | 1860503 | 05/05/2021 | D | $14,880,000 | $14,880,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | American Standard Energy Corp. | 1349976 | 07/20/2011 | D | $13,000,000 | $13,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | RYE PATCH GOLD CORP | 1401083 | 06/24/2016 | D | $12,905,452 | $12,905,452 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Labrador Iron Mines Holdings Ltd | 1488158 | 05/09/2011 | D | $12,215,305 | $12,215,305 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BioQ Pharma Inc | 1278320 | 12/15/2015 | D | $20,000,000 | $12,210,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Indus Holdings, Inc. | 1838128 | 01/04/2021 | D | $11,799,216 | $11,799,216 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | JDL Gold Corp. | 1581733 | 03/16/2017 | D | $28,662,358 | $11,464,943 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Forbes & Manhattan (Coal) Inc. | 1497677 | 07/28/2010 | D | $10,746,159 | $10,746,159 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MBAC OPPORTUNITIES & FINANCING INC | 1443989 | 12/08/2009 | D | $10,651,509 | $10,651,509 |