Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | BERA Brand Management, Inc. | 1801203 | 01/31/2020 | D | $17,899,011 | $17,899,011 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Bellatrix Exploration Ltd. | 1483405 | 11/20/2013 | D | $17,612,802 | $17,612,802 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Better Choice Co Inc. | 1471727 | 05/21/2019 | D | $17,184,872 | $17,184,872 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | enCore Energy Corp. | 1500881 | 12/21/2022 | D | $38,626,112 | $17,167,161 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | EnteroMedics Inc | 1371217 | 02/27/2009 | D | $16,855,280 | $15,896,351 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Lehigh Technologies, Inc. | 1328148 | 08/09/2012 | D/A | $19,007,643 | $15,784,668 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Nanocomp Technologies Inc | 1376375 | 01/08/2015 | D/A | $30,000,000 | $15,033,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Nanocomp Technologies Inc | 1376375 | 12/29/2014 | D | $30,000,000 | $15,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ESSA Pharma Inc. | 1633932 | 01/19/2016 | D | $14,999,992 | $14,999,992 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Health International, Inc. | 1771706 | 04/02/2019 | D/A | $14,951,333 | $14,951,333 |