Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Aurinia Pharmaceuticals Inc. | 1600620 | 02/28/2014 | D | $52,000,000 | $52,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Greenlane Holdings, LLC | 1763357 | 01/07/2019 | D | $48,250,000 | $48,250,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Marina Biotech, Inc. | 737207 | 08/05/2010 | D | $44,000,000 | $44,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | FIRE CANNABIS INC. | 1733329 | 10/11/2018 | D | $65,997,885 | $43,998,590 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Rezolute, Inc. | 1509261 | 10/22/2020 | D | $56,990,020 | $41,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Estrella Overseas Ltd | 1486338 | 03/25/2010 | D | $70,962,500 | $40,550,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | EACOM Timber Corp | 1477474 | 04/01/2010 | D | $40,484,246 | $40,484,246 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BioQ Pharma Inc | 1278320 | 11/05/2018 | D/A | $45,000,000 | $36,405,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | EverQuote, Inc. | 1640428 | 02/12/2018 | D/A | $35,871,876 | $35,871,876 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Small Pharma Financing Inc. | 1851925 | 03/24/2021 | D | $35,061,603 | $35,061,603 |