Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Aton Resources Inc. | 1692809 | 02/16/2018 | D | $53,575 | $23,811 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | FireFox Gold Corp. | 1722918 | 07/10/2019 | D | $57,308 | $22,923 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | PesoRama Inc. | 1962462 | 01/17/2023 | D | $67,997 | $22,149 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Zacapa Resources Ltd. | 1866863 | 11/04/2022 | D | $54,353 | $22,035 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | EcoSynthetix Inc. | 1528219 | 08/18/2011 | D | $14,138 | $14,138 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Osprey Gold Development Ltd. | 1700766 | 08/27/2019 | D | $28,331 | $11,332 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Scottie Resources Corp. | 1790538 | 10/24/2022 | D | $18,378 | $7,439 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Voyager Oil & Gas, Inc. | 1283843 | 01/28/2011 | D | $36,320,308 | $0 |