Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | CANALASKA URANIUM LTD | 1023109 | 03/09/2018 | D | $436,813 | $88,754 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MVC Technologies Inc. | 1726336 | 01/16/2018 | D | $224,931 | $85,201 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | NATURALLY SPLENDID ENTERPRISES LTD. | 1590875 | 11/06/2013 | D | $205,210 | $84,498 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | DHX Media Ltd. | 1490186 | 12/09/2013 | D | $84,295 | $84,295 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Gold Bull Resources Corp. | 1305638 | 12/07/2020 | D | $133,761 | $76,435 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | TUYA ENERGY INC. | 1543365 | 03/23/2012 | D | $75,331 | $75,331 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CALIBRE MINING CORP. | 1280797 | 10/16/2019 | D | $67,959 | $67,959 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Innovative Composites International Inc. | 1507283 | 12/08/2010 | D | $64,680 | $64,680 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Carmax Mining Corp. | 1522729 | 06/09/2011 | D | $184,332 | $61,444 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Keegan Resources Inc. | 1377757 | 02/28/2011 | D | $54,883 | $54,883 |