Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Union Agriculture Group Corp. | 1467917 | 03/18/2010 | D/A | $6,152,359 | $6,152,359 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Griffiths Energy International Inc. | 1545804 | 04/02/2012 | D | $5,865,186 | $5,865,186 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ATICO MINING Corp | 1567663 | 09/20/2013 | D | $9,441,845 | $5,482,361 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Q5ID, Inc. | 1766410 | 01/18/2023 | D/A | Indefinite | $5,386,412 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MBAC Fertilizer Corp. | 1515079 | 04/23/2013 | D | $5,140,012 | $5,140,012 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | NATURALLY ADVANCED TECHNOLOGIES INC | 1210294 | 07/26/2011 | D | $8,409,676 | $5,090,068 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Premier Gold Mines Ltd | 1482754 | 02/10/2010 | D | $5,079,305 | $5,079,305 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | WIND POWER HOLDINGS INC | 1453353 | 03/31/2014 | D | $5,050,182 | $5,050,182 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Genesis Biopharma, Inc | 1425205 | 08/09/2011 | D | $5,000,000 | $5,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | SINOHUB, INC. | 1406574 | 03/16/2010 | D | $5,500,000 | $4,900,000 |