Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Indus Holdings, Inc. | 1838128 | 01/04/2021 | D | $11,799,216 | $11,799,216 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | JDL Gold Corp. | 1581733 | 03/16/2017 | D | $28,662,358 | $11,464,943 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Forbes & Manhattan (Coal) Inc. | 1497677 | 07/28/2010 | D | $10,746,159 | $10,746,159 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MBAC OPPORTUNITIES & FINANCING INC | 1443989 | 12/08/2009 | D | $10,651,509 | $10,651,509 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | RESVERLOGIX CORP. | 1372821 | 06/21/2011 | D | $10,486,899 | $10,486,899 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CORSA CAPITAL LTD | 1466725 | 10/15/2010 | D | $10,484,235 | $10,484,235 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | C3 Metals Inc. | 1737319 | 11/17/2021 | D | $10,033,226 | $10,033,226 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | POLO RESOURCES LTD | 1438706 | 07/02/2009 | D | $10,000,000 | $10,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Kandi Technologies Corp | 1316517 | 02/04/2010 | D | $10,000,000 | $10,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MBAC Fertilizer Corp. | 1515079 | 03/11/2011 | D | $9,725,757 | $9,725,757 |