Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | enCore Energy Corp. | 1500881 | 12/21/2022 | D | $38,626,112 | $17,167,161 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | EnteroMedics Inc | 1371217 | 02/27/2009 | D | $16,855,280 | $15,896,351 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Nanocomp Technologies Inc | 1376375 | 12/29/2014 | D | $30,000,000 | $15,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ESSA Pharma Inc. | 1633932 | 01/19/2016 | D | $14,999,992 | $14,999,992 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Vireo Health International, Inc. | 1771706 | 04/01/2019 | D | $14,951,333 | $14,951,333 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CGGZ Finance Corp. | 1860503 | 05/05/2021 | D | $14,880,000 | $14,880,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | American Standard Energy Corp. | 1349976 | 07/20/2011 | D | $13,000,000 | $13,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | RYE PATCH GOLD CORP | 1401083 | 06/24/2016 | D | $12,905,452 | $12,905,452 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Labrador Iron Mines Holdings Ltd | 1488158 | 05/09/2011 | D | $12,215,305 | $12,215,305 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BioQ Pharma Inc | 1278320 | 12/15/2015 | D | $20,000,000 | $12,210,000 |