Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Zodiac Exploration Corp. | 1501010 | 09/16/2010 | D | $21,402,814 | $21,402,814 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | KushCo Holdings, Inc. | 1604627 | 05/13/2019 | D | $21,300,000 | $21,300,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Ocuphire Pharma, Inc. | 1228627 | 11/20/2020 | D | $21,150,000 | $21,150,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | LYDIAN INTERNATIONAL LTD | 1424556 | 11/02/2010 | D | $19,840,950 | $19,840,950 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Soluble Systems LLC | 1419632 | 11/09/2017 | D | $28,250,000 | $19,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | NeuroMetrix, Inc. | 1289850 | 09/23/2009 | D | $18,680,003 | $18,680,003 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Taiga Motors Corp | 1846480 | 05/06/2021 | D | $18,379,842 | $18,379,842 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BERA Brand Management, Inc. | 1801203 | 01/31/2020 | D | $17,899,011 | $17,899,011 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Bellatrix Exploration Ltd. | 1483405 | 11/20/2013 | D | $17,612,802 | $17,612,802 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Better Choice Co Inc. | 1471727 | 05/21/2019 | D | $17,184,872 | $17,184,872 |