Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | ELAND OIL & GAS PLC | 1497172 | 09/14/2012 | D | $188,044,800 | $1,356,499 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ALBERTA OILSANDS INC | 1427538 | 12/01/2009 | D | $2,972,660 | $1,321,182 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BATERO GOLD CORP | 1497496 | 05/08/2012 | D | $2,235,545 | $1,321,004 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Western Uranium Corp | 1621906 | 08/02/2018 | D | $2,426,593 | $1,314,809 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | GREEN ORGANIC DUTCHMAN HOLDINGS LTD, THE | 1695196 | 05/15/2018 | D | $2,364,451 | $1,207,027 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Kimber Resources Inc. | 1294662 | 01/06/2011 | D | $1,925,210 | $1,171,867 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Orezone Gold Corp | 1482601 | 02/04/2010 | D | $1,164,816 | $1,164,816 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Aguia Resources Ltd. | 1711144 | 07/17/2017 | D | $2,044,856 | $1,134,093 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Santacruz Silver Mining Ltd. | 1548536 | 02/25/2013 | D | $1,097,055 | $1,097,055 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Goldstar Acquisitionco Inc. | 1595949 | 01/07/2014 | D | $1,352,332 | $1,030,348 |