Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Balmoral Resources Ltd. | 1506285 | 11/23/2010 | D | $2,745,795 | $1,539,698 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Sprott Power Corp. | 1494956 | 03/22/2012 | D | $7,034,850 | $1,498,203 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Arsenal Energy Inc. | 1486069 | 02/23/2011 | D | $1,491,157 | $1,491,157 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Orsu Metals Corp | 1490014 | 04/29/2010 | D | $1,484,258 | $1,484,258 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Corvus Gold Inc. | 1507964 | 12/15/2010 | D | $1,476,353 | $1,476,353 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Metallic Minerals Corp. | 1702243 | 08/27/2020 | D | $1,418,950 | $1,418,950 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | PHOTOMEDEX INC | 711665 | 12/23/2014 | D | $1,412,550 | $1,412,550 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | TRANZEO WIRELESS TECHNOLOGIES INC | 1291890 | 10/01/2009 | D | $1,404,100 | $1,404,100 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Aguia Resources Ltd. | 1711144 | 07/17/2017 | D | $2,500,514 | $1,386,805 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BATERO GOLD CORP | 1497496 | 11/09/2010 | D | $2,373,792 | $1,368,673 |