Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | DYNASTY METALS & MINING INC | 1365827 | 04/07/2010 | D | $3,871,993 | $2,382,765 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Rockridge Capital Corp. | 1489353 | 04/20/2011 | D | $4,702,975 | $2,381,843 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Valley High Ventures Ltd. | 1503507 | 10/14/2010 | D | $3,924,132 | $2,354,479 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | FLYHT Aerospace Solutions Ltd. | 1403749 | 11/26/2019 | D | $5,482,089 | $2,312,751 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | BioExx Specialty Proteins Ltd. | 1465222 | 07/15/2011 | D | $2,284,354 | $2,284,354 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Rise Gold Corp. | 1424864 | 08/30/2019 | D | $3,890,961 | $2,269,727 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Sea Dragon Energy Inc. | 1477269 | 11/23/2009 | D | $2,231,550 | $2,231,550 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Perk.com Inc. | 1645198 | 06/16/2015 | D | $2,089,618 | $2,089,618 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | C3 Metals Inc. | 1737319 | 03/01/2021 | D | $2,068,776 | $2,068,776 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Inventergy, Inc. | 1577547 | 09/11/2013 | D | $5,000,000 | $2,007,865 |