Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Bio-Extraction Inc. | 1465222 | 11/09/2009 | D | $3,771,308 | $3,771,308 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | PURE TECHNOLOGIES LTD | 1130755 | 03/17/2010 | D | $4,258,705 | $3,686,298 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Montage Gold Corp. | 1830918 | 05/19/2023 | D | $3,681,120 | $3,681,120 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | West Red Lake Gold Mines Ltd. | 1733968 | 05/23/2023 | D | $3,579,782 | $3,579,782 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | AURA MINERALS INC | 1468642 | 02/10/2010 | D | $3,481,722 | $3,481,722 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MINERA ANDES INC /WA | 1030219 | 10/07/2009 | D/A | $5,965,893 | $3,254,123 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Mondak Petroleum Inc. | 1545119 | 03/21/2012 | D | $27,317,071 | $3,112,628 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MINERA ANDES INC /WA | 1030219 | 09/02/2009 | D | $5,667,901 | $3,091,582 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | ePals Corp | 1527457 | 05/03/2012 | D | $3,029,400 | $3,029,400 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Phunware, Inc. | 1665300 | 04/02/2020 | D | $3,000,000 | $3,000,000 |