Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 10/16/2009 | D/A | $400,000,000 | $11,177,527 |
| JOHN ANTHONY COMBIAS | 705794 | First Light Capital Blue, L.P. | 1415698 | 10/16/2009 | D/A | $400,000,000 | $11,177,527 |
| JAMES RIVER SECURITIES CORP. | 38477 | First Light Capital Blue, L.P. | 1415698 | 10/16/2009 | D/A | $400,000,000 | $11,177,527 |
| FCG ADVISORS, LLC | 40633 | First Light Capital Blue, L.P. | 1415698 | 10/16/2009 | D/A | $400,000,000 | $11,177,527 |
| ACCESS SECURITIES, INC. | 22455 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| WAYNE SKEEN | 2246890 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| CABRERA CAPITAL MARKETS, LLC | 10081 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| JAMES RIVER SECURITIES CORP. | 38477 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| INTER SECURITIES LTD. | 40733 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |