Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FCG ADVISORS, LLC | 40633 | First Light Capital Blue, L.P. | 1415698 | 02/05/2014 | D/A | $400,000,000 | $30,419,209 |
| FCG ADVISORS, LLC | 40633 | First Light Capital Blue, L.P. | 1415698 | 04/07/2014 | D/A | $400,000,000 | $30,419,209 |
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 12/17/2012 | D/A | $400,000,000 | $24,275,480 |
| JOHN ANTHONY COMBIAS | 705794 | First Light Capital Blue, L.P. | 1415698 | 12/17/2012 | D/A | $400,000,000 | $24,275,480 |
| JAMES RIVER SECURITIES CORP. | 38477 | First Light Capital Blue, L.P. | 1415698 | 12/17/2012 | D/A | $400,000,000 | $24,275,480 |
| FCG ADVISORS, LLC | 40633 | First Light Capital Blue, L.P. | 1415698 | 12/17/2012 | D/A | $400,000,000 | $24,275,480 |
| ACCESS SECURITIES, INC. | 22455 | First Light Capital Blue, L.P. | 1415698 | 10/08/2010 | D/A | $400,000,000 | $19,639,268 |
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 10/08/2010 | D/A | $400,000,000 | $19,639,268 |
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 12/28/2011 | D/A | $400,000,000 | $19,639,268 |
| LAURA PIPER MCGRATH | 4221277 | First Light Capital Blue, L.P. | 1415698 | 11/29/2012 | D/A | $400,000,000 | $19,639,268 |