Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BREVAN HOWARD US LLC | 150662 | BREVAN HOWARD FUND LTD | 1223859 | 03/16/2011 | D/A | Indefinite | $16,325,777,116 |
| BREVAN HOWARD US LLC | 150662 | BREVAN HOWARD FUND LTD | 1223859 | 03/15/2010 | D/A | Indefinite | $13,282,205,008 |
| BREVAN HOWARD US LLC | 150662 | BREVAN HOWARD FUND LTD | 1223859 | 05/25/2023 | D/A | Indefinite | $11,066,515,268 |
| CAIS CAPITAL LLC | 154512 | BREVAN HOWARD FUND LTD | 1223859 | 05/25/2023 | D/A | Indefinite | $11,066,515,268 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | BREVAN HOWARD FUND LTD | 1223859 | 05/25/2023 | D/A | Indefinite | $11,066,515,268 |
| BEAR, STEARNS & CO. INC. | 79 | BREVAN HOWARD FUND LTD | 1223859 | 05/25/2023 | D/A | Indefinite | $11,066,515,268 |
| MORGAN STANLEY & CO. INCORPORATED | 8209 | BREVAN HOWARD FUND LTD | 1223859 | 05/25/2023 | D/A | Indefinite | $11,066,515,268 |
| BREVAN HOWARD US LLC | 150662 | BREVAN HOWARD FUND LTD | 1223859 | 03/07/2022 | D/A | Indefinite | $10,769,286,562 |
| BEAR, STEARNS & CO. INC. | 79 | BREVAN HOWARD FUND LTD | 1223859 | 03/07/2022 | D/A | Indefinite | $10,769,286,562 |
| BREVAN HOWARD US LLC | 150662 | BREVAN HOWARD FUND LTD | 1223859 | 03/04/2021 | D/A | Indefinite | $10,199,177,665 |