Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| E*Trade Securities LLC | 29106 | 200 West Civic Center Drive 4th Floor, Sandy, UT 84070 | 251 | See Brokers | See FINRA Report |
| Wilson-Davis & Co., Inc. | 3777 | 236 South Main Street, Salt Lake City, UT 84101-2104 | 50 | See Brokers | See FINRA Report |
| Dfpg Investments, LLC | 155576 | 462 E 800 N, Orem, UT 84097 | 47 | See Brokers | See FINRA Report |
| Orchard Securities, LLC | 133378 | 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062 | 29 | See Brokers | See FINRA Report |
| Intl Fillmore Advisors LLC | 30773 | 1441 W. Ute Blvd, Suite 280, Park City, UT 84098 | 10 | See Brokers | See FINRA Report |
| Alpine Securities Corporation | 14952 | 39 Exchange Place, Salt Lake City, UT 84111 | 9 | See Brokers | See FINRA Report |
| Transitional Broker LLC | 304313 | 11650 S. State Street, Suite 200, Draper, UT 84020 | 9 | See Brokers | See FINRA Report |
| Cambria Capital, LLC | 133760 | 488 E. Winchester St Suite 200, Salt Lake City, UT 84107 | 7 | See Brokers | See FINRA Report |
| Bruce A. Lefavi Securities, Inc. | 10684 | 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109 | 6 | See Brokers | See FINRA Report |
| SVB Investment Services Inc. | 168116 | 2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121 | 5 | See Brokers | See FINRA Report |