Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
---|---|---|---|---|---|
Snowden Account Services LLC | 149794 | 540 Madison Ave 9th Floor, New York, NY 10022 | 54 | See Brokers | See FINRA Report |
Cantor Fitzgerald & Co. | 134 | 110 East 59th Street 5 Floor Itd, New York, NY 10022 | 53 | See Brokers | See FINRA Report |
UBS Securities LLC | 7654 | 1285 Avenue of the Americas, New York, NY 10019 | 50 | See Brokers | See FINRA Report |
Mutual of America Securities LLC | 27878 | 320 Park Avenue, New York, NY 10022 | 49 | See Brokers | See FINRA Report |
Four Points Capital Partners LLC | 43149 | 2 Union Place, Buffalo, NY 14213 | 48 | See Brokers | See FINRA Report |
Cova Capital Partners LLC | 109761 | 6851 Jericho Tpke Suite 205, Syosset, NY 11791 | 48 | See Brokers | See FINRA Report |
Hazard & Siegel, Inc. | 2048 | 5793 Widewaters Parkway, Dewitt, NY 13214 | 46 | See Brokers | See FINRA Report |
Piper Sandler & Co. | 665 | 1251 Avenue of the Americas, 6th Floor, New York, NY 10020 | 45 | See Brokers | See FINRA Report |
J.H. Darbie & Co., Inc. | 43520 | 48 Wall St., Suite 1206, New York, NY 10005 | 45 | See Brokers | See FINRA Report |
B. Riley Securities, Inc. | 25027 | 299 Park Avenue 21st Floor, New York, NY 10171 | 44 | See Brokers | See FINRA Report |