Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Maxim Group LLC | 120708 | 300 Park Ave 16th Floor, New York, NY 10022 | 97 | See Brokers | See FINRA Report |
| Laidlaw & Company (Uk) Ltd. | 119037 | 521 5th Avenue 12th Floor, New York, NY 10175 | 92 | See Brokers | See FINRA Report |
| BOFA Securities, Inc. | 283942 | One Bryant Park Gbam - Global Corporate Investment Banking, New York, NY 10036 | 92 | See Brokers | See FINRA Report |
| IBN Financial Services, Inc. | 42360 | 404 Old Liverpool Rd, Liverpool, NY 13088 | 87 | See Brokers | See FINRA Report |
| Paulson Investment Company LLC | 5670 | 40 Wall Street 39th Floor, New York, NY 10005 | 83 | See Brokers | See FINRA Report |
| Morgan Stanley & Co. LLC | 8209 | 1585 Broadway, New York, NY 10036 | 80 | See Brokers | See FINRA Report |
| Benchmark Investments, LLC | 103792 | 17 Battery Place Suite 625, New York, NY 10004 | 80 | See Brokers | See FINRA Report |
| Revere Securities LLC | 14178 | 650 Fifth Avenue, 35Fth Floor, New York, NY 10019 | 70 | See Brokers | See FINRA Report |
| R. F. Lafferty & Co., Inc. | 2498 | 40 Wall Street 29th Floor, New York, NY 10005 | 68 | See Brokers | See FINRA Report |
| HSBC Securities (USA) Inc. | 19585 | 452 Fifth Avenue 4th & 10th Floor, New York, NY 10018 | 66 | See Brokers | See FINRA Report |