Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| UBS Asset Management (US) Inc. | 583 | 787 7th Avenue, New York, NY 10019 | 5 | See Brokers | See FINRA Report |
| Natixis Securities Americas LLC | 1101 | 1251 Avenue of the Americas, New York, NY 10020 | 5 | See Brokers | See FINRA Report |
| Lazard Freres & Co. LLC | 2528 | 30 Rockefeller Plaza, New York, NY 10020-5900 | 5 | See Brokers | See FINRA Report |
| Roosevelt & Cross, Incorporated | 6964 | One Exchange Plaza 55 Broadway, New York, NY 10006 | 5 | See Brokers | See FINRA Report |
| Academy Securities, Inc. | 17433 | 622 3rd Avenue 12th Floor, New York, NY 10017 | 5 | See Brokers | See FINRA Report |
| Bessemer Investor Services, Inc. | 17442 | 1271 Avenue of the Americas 46th Floor, New York, NY 10020 | 5 | See Brokers | See FINRA Report |
| Middlegate Securities Inc. | 21544 | 8 West 40th Street 4th Floor, New York, NY 10018-3805 | 5 | See Brokers | See FINRA Report |
| Manning & Napier Investor Services, Inc. | 26266 | 290 Woodcliff Drive, Fairport, NY 14450 | 5 | See Brokers | See FINRA Report |
| TFS Derivatives LLC | 30395 | 32 Old Slip 28th Floor, New York, NY 10005 | 5 | See Brokers | See FINRA Report |
| Mirae Asset Securities (USA) Inc. | 30679 | 810 Seventh Avenue 37th Floor, New York, NY 10019 | 5 | See Brokers | See FINRA Report |