Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Excel Securities & Associates, Inc. | 16629 | 200 Canal View Blvd Suite 204, Roschester, NY 14623 | 6 | See Brokers | See FINRA Report |
| MUFG Securities Americas Inc. | 19685 | 1221 Avenue of the Americas 6th Floor, New York, NY 10020-1001 | 6 | See Brokers | See FINRA Report |
| Bentley Securities Corporation | 25759 | 437 Madison Avenue 24th Floor, New York, NY 10022 | 6 | See Brokers | See FINRA Report |
| Pentegra Distributors Inc. | 26249 | 701 Westchester Avenue Suite 320E, White Plains, NY 10604 | 6 | See Brokers | See FINRA Report |
| BBVA Securities Inc. | 27060 | 1345 Ave of the Americas 44th Fl, New York, NY 10105 | 6 | See Brokers | See FINRA Report |
| Macquarie Capital (USA) Inc. | 36368 | 125 West 55th Street Level 22, New York, NY 10019 | 6 | See Brokers | See FINRA Report |
| Santander Investment Securities Inc. | 37216 | 437 Madison Avenue Floors 6, 7, 8, 9 And 10, New York, NY 10022 | 6 | See Brokers | See FINRA Report |
| E&J Securities Corp. | 37452 | C/O Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005 | 6 | See Brokers | See FINRA Report |
| Castle Hill Capital Partners, Inc. | 44131 | 216 East 45th Street, Suite 1301, New York, NY 10017 | 6 | See Brokers | See FINRA Report |
| HAP Trading, LLC | 44257 | 395 Hudson Street 10th Floor, New York, NY 10014 | 6 | See Brokers | See FINRA Report |