Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Aufhauser Securities, Inc. | 39673 | 112 West 56, New York, NY 10019 | 8 | See Brokers | See FINRA Report |
| Griffin Securities, Inc. | 43229 | 17 State Street, New York, NY 10004 | 8 | See Brokers | See FINRA Report |
| KBD Securities, LLC | 104110 | 470 Park Avenue South, New Yoyk, NY 10016 | 8 | See Brokers | See FINRA Report |
| ALT Fund Distributors LLC | 146547 | 140 East 45th Street Suite 15 B, New York, NY 10017 | 8 | See Brokers | See FINRA Report |
| Chimera Securities, LLC | 147566 | 27 Union Square West 4th Floor, New York, NY 10003 | 8 | See Brokers | See FINRA Report |
| Young America Capital, LLC | 150443 | 141 East Boston Post Road, Mamaroneck, NY 10543 | 8 | See Brokers | See FINRA Report |
| Fenics Execution, LLC | 154075 | 55 Water Street, New York, NY 10041 | 8 | See Brokers | See FINRA Report |
| E D & F Man Capital Markets Inc. | 161014 | 140 East 45th Street 10th Floor, New York, NY 10017 | 8 | See Brokers | See FINRA Report |
| Torreya Capital, LLC | 288632 | 555 Madison Avenue Suite 1201, New York, NY 10022 | 8 | See Brokers | See FINRA Report |
| Clear Street LLC | 288933 | 4 World Trade Center, 150 Greenwich Street 45th Floor, New York, NY 10007 | 8 | See Brokers | See FINRA Report |