Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | 35747 | 80 State Street, Albany, NY 12207 | 592 | See Brokers | See FINRA Report |
| American Portfolios Financial Services, Inc. | 18487 | 4250 Veterans Memorial Hwy. Suite 420E, Holbrook, NY 11741 | 550 | See Brokers | See FINRA Report |
| Aegis Capital Corp. | 15007 | 1305 Walt Whitman Rd Suite 120, Melville, NY 11747 | 495 | See Brokers | See FINRA Report |
| Cadaret, Grant & Co., Inc. | 10641 | 100 Madison Street Suite 1300, Syracuse, NY 13202 | 375 | See Brokers | See FINRA Report |
| Spartan Capital Securities, LLC | 146251 | 45 Broadway 19th Floor, New York, NY 10006 | 332 | See Brokers | See FINRA Report |
| A.G.P. / Alliance Global Partners | 8361 | 590 Madison Avenue 28th Floor, New York, NY 10022 | 170 | See Brokers | See FINRA Report |
| First Republic Securities Company, LLC | 105108 | 1230 Avenue of the Americas, New York, NY 10020 | 169 | See Brokers | See FINRA Report |
| Vanderbilt Securities, LLC | 5953 | 125 Froehlich Farm Blvd., Woodbury, NY 11797 | 168 | See Brokers | See FINRA Report |
| Alexander Capital, L.P. | 40077 | 17 State Street 5th Floor, New York, NY 10004 | 150 | See Brokers | See FINRA Report |
| PHX Financial, Inc. | 144403 | 100 Wall Street Floor 10, New York, NY 10005 | 148 | See Brokers | See FINRA Report |