Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Guggenheim Securities, LLC | 40638 | 330 Madison Avenue, New York, NY 10017 | 22 | See Brokers | See FINRA Report |
| Empire Asset Management Company | 143007 | 29 Broadway 12 Floor, New York, NY 10006 | 22 | See Brokers | See FINRA Report |
| Avatar Securities, LLC | 147763 | 148 Madison Ave 5th Floor, New York, NY 10016 | 22 | See Brokers | See FINRA Report |
| TP ICAP Global Markets Americas LLC | 2762 | 200 Vesey Street 6th Floor, New York, NY 10285 | 21 | See Brokers | See FINRA Report |
| BNP Paribas Securities Corp. | 15794 | 787 7th Avenue, New York, NY 10019 | 21 | See Brokers | See FINRA Report |
| Velocity Clearing, LLC | 126588 | 199 Water Street 17th Floor, New York, NY 10038 | 21 | See Brokers | See FINRA Report |
| Odeon Capital Group LLC | 148493 | 750 Lexington Avenue, New York, NY 10022 | 21 | See Brokers | See FINRA Report |
| Mizuho Securities USA LLC | 19647 | 1271 Avenue of the Americas Floors - 2,3,4,18,19, New York, NY 10020 | 20 | See Brokers | See FINRA Report |
| MD Global Partners, LLC | 140988 | 329 E. 63rd St. Apt 3J, New York, NY 10065 | 20 | See Brokers | See FINRA Report |
| Blaylock Van, LLC | 145317 | 600 Lexington Avenue 3rd Floor, New York, NY 10022 | 20 | See Brokers | See FINRA Report |