Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
---|---|---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | One Bryant Park, New York, NY 10036 | 7028 | See Brokers | See FINRA Report |
Morgan Stanley | 149777 | 2000 Westchester Avenue, Purchase, NY 10577-2530 | 6881 | See Brokers | See FINRA Report |
J.P. Morgan Securities LLC | 79 | 383 Madison Avenue, New York, NY 10179 | 3033 | See Brokers | See FINRA Report |
NYLife Securities LLC | 5167 | 51 Madison Avenue, New York, NY 10010 | 2422 | See Brokers | See FINRA Report |
Stifel, Nicolaus & Company, Incorporated | 793 | 787 7th Avenue, New York, NY 10019 | 1755 | See Brokers | See FINRA Report |
Equitable Advisors, LLC | 6627 | 1000 Woodbury Road Suite 300, Woodbury, NY 11797 | 1629 | See Brokers | See FINRA Report |
RBC Capital Markets, LLC | 31194 | 3 World Financial Center 200 Vesey St., New York, NY 10281 | 1302 | See Brokers | See FINRA Report |
Oppenheimer & Co. Inc. | 249 | 85 Broad Street 25th Floor,26th Floor, New York, NY 10004 | 1031 | See Brokers | See FINRA Report |
Park Avenue Securities LLC | 46173 | 10 Hudson Yards, New York, NY 10001 | 736 | See Brokers | See FINRA Report |
Citigroup Global Markets Inc. | 7059 | 388 Greenwich Street, New York, NY 10013 | 645 | See Brokers | See FINRA Report |