Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Northland Securities, Inc. | 40258 | 150 South Fifth Street Suite 3300, Minneapolis, MN 55402 | 44 | See Brokers | See FINRA Report |
| American Enterprise Investment Services Inc. | 26506 | 707 2nd Ave S, Minneapolis, MN 55402 | 37 | See Brokers | See FINRA Report |
| Allianz Life Financial Services, LLC | 612 | 5701 Golden Hills Drive, Minneapolis, MN 55416-1297 | 28 | See Brokers | See FINRA Report |
| Oakwood Capital Securities, Inc. | 21000 | 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 | 28 | See Brokers | See FINRA Report |
| Gradient Securities, LLC | 127701 | 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 | 22 | See Brokers | See FINRA Report |
| Colliers Securities LLC | 7477 | 90 South Seventh Street, Suite 4300, Minneapolis, MN 55402 | 19 | See Brokers | See FINRA Report |
| Advanced Advisor Group, LLC | 140393 | 1995 East Rum River Drive S., Cambridge, MN 55008 | 19 | See Brokers | See FINRA Report |
| Walleye Trading LLC | 136196 | 2800 Niagara Lane North, Plymouth, MN 55447 | 18 | See Brokers | See FINRA Report |
| VAN Clemens & Co. Incorporated | 6914 | 900 Second Avenue South Suite 1500, Minneapolis, MN 55402 | 12 | See Brokers | See FINRA Report |
| Polar Investment Counsel, Inc. | 42847 | 5161 Miller Trunk Hwy, Duluth, MN 56701 | 12 | See Brokers | See FINRA Report |