Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| GAR Wood Securities, LLC | 138033 | 1250 East Diehl Road Suite 115, Naperville, IL 60563 | 7 | See Brokers | See FINRA Report |
| Bridge Capital Associates, Inc. | 143475 | 100 S. Wacker Drive Suite 850, Chicago, IL 60606 | 7 | See Brokers | See FINRA Report |
| Inland Securities Corporation | 15807 | 2901 Butterfield Road, Oak Brook, IL 60523 | 6 | See Brokers | See FINRA Report |
| Calamos Financial Services LLC | 19850 | 2020 Calamos Court, Naperville, IL 60563 | 6 | See Brokers | See FINRA Report |
| DWS Distributors, Inc. | 37306 | 222 South Riverside Plaza, Chicago, IL 60606 | 6 | See Brokers | See FINRA Report |
| Sumo Capital, LLC | 146310 | 425 S. Financial Place 15th Floor, Chicago, IL 60605 | 6 | See Brokers | See FINRA Report |
| Sentinus-Halo Securities, LLC | 279029 | 200 West Jackson Suite 1800, Chicago, IL 60606 | 6 | See Brokers | See FINRA Report |
| B. C. Ziegler and Company | 61 | One North Wacker Drive, Suite 2000, Chicago, IL 60606 | 5 | See Brokers | See FINRA Report |
| Chauner Securities, Inc. | 10075 | 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735 | 5 | See Brokers | See FINRA Report |
| PTI Securities & Futures L. P. | 29275 | 411 S Wells Suite 900, Chicago, IL 60607 | 5 | See Brokers | See FINRA Report |