Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Nuveen Securities, LLC | 469 | 333 West Wacker Drive, Chicago, IL 60606-1286 | 21 | See Brokers | See FINRA Report |
| Mesirow Financial, Inc. | 2764 | 353 N. Clark Street, Chicago, IL 60654 | 18 | See Brokers | See FINRA Report |
| LBMZ Securities, Inc. | 7874 | 227 W Monroe St Suite 4350, Chicago, IL 60606 | 18 | See Brokers | See FINRA Report |
| X-Change Financial Access, LLC | 126201 | 222 W Adams Street Suite 450, Chicago, IL 60606 | 15 | See Brokers | See FINRA Report |
| March Capital Corp. | 24142 | 30 N Lasalle St STE 2240, Chicago, IL 60602-2590 | 12 | See Brokers | See FINRA Report |
| Tastyworks, Inc. | 277027 | 1000 West Fulton Market Street Suite 220, Chicago, IL 60607 | 11 | See Brokers | See FINRA Report |
| Performance Trust Capital Partners, LLC | 36155 | 500 W. Madison Suite 450, Chicago, IL 60661 | 10 | See Brokers | See FINRA Report |
| Lakeshore Securities, L.P. | 34381 | 401 S. Lasalle Street Suite 1000, Chicago, IL 60605 | 9 | See Brokers | See FINRA Report |
| Uhlmann Price Securities, LLC | 42854 | 5202 Old Orchard Road Suite 250, Skokie, IL 60077 | 9 | See Brokers | See FINRA Report |
| Compass Distributors, LLC | 172662 | 200 West Madison Suite 2610, Chicago, IL 60606 | 9 | See Brokers | See FINRA Report |