Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Ausdal Financial Partners, Inc. | 7995 | 3250 Lacey Road Suite 130, Downers Grove, IL 60515 | 101 | See Brokers | See FINRA Report |
| Horace Mann Investors, Inc. | 11643 | 1 Horace Mann Plaza, Springfield, IL 62715 | 83 | See Brokers | See FINRA Report |
| Landolt Securities, Inc. | 28352 | 41412 N. Highway 83, Antioch, IL 60002 | 66 | See Brokers | See FINRA Report |
| Northern Trust Securities, Inc. | 7927 | 181 West Madison, Chicago, IL 60675 | 47 | See Brokers | See FINRA Report |
| William Blair | 1252 | The William Blair Building 150 North Riverside, Chicago, IL 60606 | 44 | See Brokers | See FINRA Report |
| Wintrust Investments LLC | 875 | 231 South Lasalle Street 13th Floor, Chicago, IL 60604 | 42 | See Brokers | See FINRA Report |
| First Trust Portfolios L.P. | 28519 | 120 E. Liberty Drive Suite 400, Wheaton, IL 60187 | 28 | See Brokers | See FINRA Report |
| Regal Securities, Inc. | 7297 | 950 N. Milwaukee Ave 102, Glenview, IL 60025 | 27 | See Brokers | See FINRA Report |
| TJM Investments, LLC | 46300 | Cboe Trading Floor 400 S. Lasalle Street, Chicago, IL 60605 | 27 | See Brokers | See FINRA Report |
| Tradingblock | 128605 | 311 S. Wacker Dr., STE 1775, Chicago, IL 60606 | 22 | See Brokers | See FINRA Report |