Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Securities Equity Group | 47215 | 26800 Aliso Viejo Parkway Suite 150, Aliso Viejo, CA 92656 | 10 | See Brokers | See FINRA Report |
| Pinnacle Capital Securities, LLC | 106213 | 4105 E Broadway Suite 102, Long Beach, CA 90803 | 10 | See Brokers | See FINRA Report |
| Gold Coast Securities, Inc. | 110925 | 11492 Forty Niner Circle, Gold River, CA 95670 | 10 | See Brokers | See FINRA Report |
| Electronic Transaction Clearing, Inc. | 146122 | 660 S. Figueroa Street Suite 1450, Los Angeles, CA 90017 | 9 | See Brokers | See FINRA Report |
| Lighthouse Capital Group, LLC | 169135 | 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106 | 9 | See Brokers | See FINRA Report |
| Mischler Financial Group, Inc. | 37818 | 1111 Bayside Drive Suite 100, Corona Del Mar, CA 92625 | 8 | See Brokers | See FINRA Report |
| FMN Capital Corporation | 38105 | 26041 Acero, Mission Viejo, CA 92691 | 8 | See Brokers | See FINRA Report |
| J.K. Financial Services, Inc. | 103728 | 149 Cross Rail Lane Ste. 102, Norco, CA 92860 | 8 | See Brokers | See FINRA Report |
| Compak Securities, Inc. | 125472 | 1801 Dove Street, Newport Beach, CA 92660 | 8 | See Brokers | See FINRA Report |
| Triton Pacific Securities, LLC | 139919 | 34232 Pacific Coast Highway Suite B, Dana Point, CA 92629 | 8 | See Brokers | See FINRA Report |