Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rajesh Markan | 4553309 | 3 | 09/04/2024 | Customer Dispute | Pending | $420,000.00 | $0.00 | See FINRA Report |
| John Howley Whalen | 1900188 | 3 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See FINRA Report |
| Glenn Edwin Bridwell | 1783191 | 2 | 09/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kallie Tinsen | 5788864 | 1 | 09/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Logan Mark Mann | 7201690 | 1 | 09/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Frank Paesano | 1557229 | 27 | 09/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Nuttall Zwaan | 4857906 | 3 | 09/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Rascon | 5631144 | 3 | 09/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |