Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kevin Egan | 2221733 | 9 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David William Sosa | 6725101 | 2 | 09/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scarlett Chamice Cherry | 4388822 | 3 | 09/06/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Williams Rinek | 2171430 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle William Chapman | 6303483 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Kevin Williams | 843607 | 3 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Lindsay Geaslen | 2124281 | 3 | 09/05/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ali Abbas Hassan Taj | 3146053 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Matthew Peacock | 5834481 | 5 | 09/05/2024 | Customer Dispute | Pending | $607,235.00 | $0.00 | See FINRA Report |
| Christopher Philip Arnella | 4886531 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |