Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashlee Nicole Godfrey | 5889108 | 8 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gail Antoinette Milon | 1766745 | 4 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Walter Hannes | 1462241 | 5 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scarlett Chamice Cherry | 4388822 | 3 | 09/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mei Wang Davidson | 6787550 | 2 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John C Shen | 4859035 | 3 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Bruce Salus | 1626385 | 1 | 09/06/2024 | Customer Dispute | Pending | $595,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Dusan Tabak | 6930129 | 1 | 09/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |