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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 235,401-235,401 out of 235,401 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David William Demming8543431511/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report

235,401 Results

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